CIVIL AVIATION ACT 1988
CIVIL AVIATION SAFETY REGULATIONS 1998
ISSUE OF AIRWORTHINESS DIRECTIVE
Under section 98 of the Civil Aviation Act 1988, the Governor-General may make regulations for the purposes of the Act and in the interests of the safety of air navigation. Under regulation 39.001 of the Civil Aviation Safety Regulations 1998, CASA may issue airworthiness directives (ADs) for kinds of aircraft or aeronautical products. Subregulation 39.001(5) of the Civil Aviation Safety Regulations 1998 provides that an AD is a disallowable instrument for the purposes of section 46A of the Acts Interpretation Act 1901. Therefore, in accordance with section 6 of the Legislative Instruments Act 2003, an AD is a legislative instrument.
Under Annex 8 to the Convention on International Civil Aviation, the State of Design has overall responsibility for continuing airworthiness of an aircraft type, and must provide any information necessary to ensure the continuing airworthiness of a type to appropriate States of Registry. ADs (and their equivalents) are the most common form of continuing airworthiness information, and are issued by most ICAO Contracting States.
The State of Registry of an individual aircraft is responsible for its continuing airworthiness. Under Annex 8, the State of Registry must develop or adopt requirements to ensure the continuing airworthiness of aircraft. When a State of Design issues an AD against a type of aircraft on the Australian Register, CASA, as Australia’s national airworthiness authority, must assess that information and, if appropriate, issue an Australian AD to mandate the requirements of the State of Design.
The US FAA has issued AD 2009-18-07 affecting some Boeing B747 model aircraft. The USA is the State of Design for this type. CASA has assessed this AD and has issued Australian AD/B747/163, Amendment 4, which will become effective on
22 October 2009. This AD cancels and replaces the previous issue.
As this AD is issued because of Australia’s obligations under Convention on International Civil Aviation, and because it is issued in response to an AD raised by the relevant State of Design, no consultation of the Australian public has taken place on this AD. The Office of Best Practice Regulation has determined that ADs do not require a Regulatory Impact Statement.
The AD has been made by the Manager, Initial Airworthiness in the Airworthiness and Engineering Branch, on behalf of CASA, in accordance with subsection 84A (2) of the Act.
Overview
The Civil Aviation Act 1988, enacted by the Australian Parliament, governs the regulation and oversight of civil aviation safety, including the issuance of airworthiness directives. This Act was introduced to ensure the safety of air navigation in Australia by providing a legislative framework for the control and management of civil aviation activities. Under section 98, the Governor-General is empowered to create regulations in the interests of air navigation safety, while regulation 39.001 of the Civil Aviation Safety Regulations 1998 allows the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) for specific aircraft types or aeronautical products. These directives are legislative instruments under the Legislative Instruments Act 2003, aligning with international standards as outlined in Annex 8 to the Convention on International Civil Aviation, which mandates the State of Design's responsibility for an aircraft type's continuing airworthiness. In response to AD 2009-18-07 issued by the US Federal Aviation Administration for certain Boeing B747 models, CASA has issued Australian AD/B747/163, Amendment 4, effective from 22 October 2009, thereby fulfilling Australia's international obligations and ensuring the safety of aircraft registered in Australia.
Scope and Application
The Civil Aviation Act 1988, as supplemented by the Civil Aviation Safety Regulations 1998, provides the legislative framework for the issuance of airworthiness directives (ADs) in Australia. The Act applies to the issuance of ADs by the Civil Aviation Safety Authority (CASA) for specific types of aircraft or aeronautical products to ensure the safety of air navigation. This regulatory reach extends to mandating compliance with safety standards and requirements specified by the State of Design, which is the country responsible for the initial design and certification of the aircraft type. For instance, in the case of Boeing B747 model aircraft, the United States is the State of Design, and CASA, as the State of Registry for Australia, must issue corresponding ADs to align with those issued by the State of Design. The ADs are legislative instruments that are subject to disallowance under the Acts Interpretation Act 1901 and are made in accordance with the Legislative Instruments Act 2003. Notably, the issuance of these ADs is governed by international obligations under the Convention on International Civil Aviation, specifically Annex 8, which mandates that States of Design provide necessary information to ensure the continuing airworthiness of aircraft types, and States of Registry must adopt corresponding requirements. Given the international nature and specific technical requirements of ADs, they do not necessitate public consultation or a Regulatory Impact Statement, reflecting their technical and safety-focused purpose.
Key Provisions
The Civil Aviation Safety Regulations 1998 empower the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) under regulation 39.001, which apply to specific types of aircraft or aeronautical products. These directives are legislative instruments and are essential for ensuring the continuing airworthiness of aircraft. The authority to issue such directives is derived from section 98 of the Civil Aviation Act 1988, and their issuance is mandated by Annex 8 to the Convention on International Civil Aviation. This means that when an AD is issued by the State of Design, CASA must evaluate this information and, if necessary, issue a corresponding Australian AD to enforce the requirements of the State of Design.
Under the Civil Aviation Safety Regulations 1998, the State of Design, such as the USA in the case of Boeing B747 models, has the primary responsibility for the continuing airworthiness of aircraft types. Correspondingly, the State of Registry, such as Australia, must ensure that the aircraft under its registry maintain their airworthiness. This involves developing or adopting requirements that meet international standards, including the implementation of ADs issued by the State of Design. In this specific instance, CASA has assessed and subsequently issued Australian AD/B747/163, Amendment 4, which will become effective on 22 October 2009, replacing the previous AD.
The obligations imposed by the Civil Aviation Safety Regulations 1998 require CASA to act swiftly and efficiently in assessing and issuing ADs. These obligations ensure that the airworthiness of aircraft is maintained in accordance with international standards and obligations under the Convention on International Civil Aviation. CASA's role is pivotal in this regulatory framework, as it must act upon the directives issued by the State of Design, ensuring that the Australian civil aviation sector adheres to the necessary safety standards. Additionally, as these ADs are issued in response to international obligations and do not require public consultation or a Regulatory Impact Statement, CASA’s processes must be both rigorous and responsive to global safety directives.
Failure to comply with airworthiness directives can result in significant civil and criminal consequences. Under the Civil Aviation Act 1988, non-compliance with an AD can lead to penalties for individuals and corporations. For corporations, the maximum penalty can be substantial, reaching up to $1,650,000 for serious breaches. For individuals, penalties can include fines and imprisonment, reflecting the serious nature of ensuring airworthiness. The enforcement of these penalties is crucial for maintaining high safety standards in the aviation industry and underscores the importance of adhering to ADs issued by CASA.