CIVIL AVIATION ACT 1988
CIVIL AVIATION SAFETY REGULATIONS 1998
ISSUE OF AIRWORTHINESS DIRECTIVE
Under section 98 of the Civil Aviation Act 1988, the Governor-General may make regulations for the purposes of the Act and in the interests of the safety of air navigation. Under regulation 39.001 of the Civil Aviation Safety Regulations 1998, CASA may issue airworthiness directives (ADs) for kinds of aircraft or aeronautical products. Subregulation 39.001(5) of the Civil Aviation Safety Regulations 1998 provides that an AD is a disallowable instrument for the purposes of section 46A of the Acts Interpretation Act 1901. Therefore, in accordance with section 6 of the Legislative Instruments Act 2003, an AD is a legislative instrument.
Under Annex 8 to the Convention on International Civil Aviation, the State of Design has overall responsibility for continuing airworthiness of an aircraft type, and must provide any information necessary to ensure the continuing airworthiness of a type to appropriate States of Registry. ADs (and their equivalents) are the most common form of continuing airworthiness information, and are issued by most ICAO Contracting States.
The State of Registry of an individual aircraft is responsible for its continuing airworthiness. Under Annex 8, the State of Registry must develop or adopt requirements to ensure the continuing airworthiness of aircraft. When a State of Design issues an AD against a type of aircraft on the Australian Register, CASA, as Australia’s national airworthiness authority, must assess that information and, if appropriate, issue an Australian AD to mandate the requirements of the State of Design.
The United States FAA has issued AD 2009-12-05 affecting Boeing 737 series aircraft. The United States is the State of Design for this type. CASA has assessed this AD and has issued Australian AD/B737/358, which will become effective on
30 July 2009.
As this AD is issued because of Australia’s obligations under Convention on International Civil Aviation, and because it is issued in response to an AD raised by the relevant State of Design, no consultation of the Australian public has taken place on this AD. The Office of Best Practice Regulation has determined that ADs do not require a Regulatory Impact Statement.
The AD has been made by the Manager, Systems and New Technologies in the Airworthiness Engineering Group, on behalf of CASA, in accordance with subsection 84A (2) of the Act.
Overview
The Civil Aviation Act 1988, enacted by the Commonwealth Parliament, establishes the framework for the regulation of civil aviation in Australia, with a primary focus on ensuring the safety of air navigation. One of the key mechanisms through which this objective is achieved is the issuance of airworthiness directives (ADs) under regulation 39.001 of the Civil Aviation Safety Regulations 1998. These directives, which are legislative instruments, are intended to mandate safety requirements for specific types of aircraft or aeronautical products, thereby ensuring their continuing airworthiness. In the context of international obligations under the Convention on International Civil Aviation, the State of Design of an aircraft type, such as the United States for the Boeing 737 series, has the responsibility to issue ADs, which must then be assessed and, if necessary, adopted by the State of Registry, in this case, CASA. This legislative framework ensures that Australian aviation safety standards are harmonised with international standards, thereby maintaining the safety and integrity of the Australian airspace.
Scope and Application
The Civil Aviation Act 1988, complemented by the Civil Aviation Safety Regulations 1998, provides the framework for issuing airworthiness directives (ADs) in Australia, ensuring compliance with international safety standards as per Annex 8 to the Convention on International Civil Aviation. Under this legislation, the Civil Aviation Safety Authority (CASA) is empowered to issue ADs for specific kinds of aircraft or aeronautical products as outlined in regulation 39.001. These directives are integral to maintaining the continuing airworthiness of aircraft registered in Australia, with CASA acting as the national airworthiness authority to assess and mandate requirements when necessary. The scope of this legislation applies to entities involved in civil aviation, including aircraft manufacturers, operators, and maintenance providers, and it extends to all aircraft registered in Australia. The geographic reach is national, aligning with Australia’s obligations under international conventions. Notably, ADs are legislative instruments subject to disallowance and must comply with the Legislative Instruments Act 2003. While these directives are often issued in response to actions by the State of Design, they do not require public consultation or a Regulatory Impact Statement, as determined by the Office of Best Practice Regulation.
Key Provisions
The Civil Aviation Act 1988 and the Civil Aviation Safety Regulations 1998 provide the framework for the issuance of airworthiness directives (ADs). Section 98 of the Civil Aviation Act 1988 empowers the Governor-General to make regulations for the safety of air navigation. Regulation 39.001 of the Civil Aviation Safety Regulations 1998 specifically authorises the Civil Aviation Safety Authority (CASA) to issue ADs for types of aircraft or aeronautical products. These directives are legislative instruments, disallowable under section 46A of the Acts Interpretation Act 1901 and regulated by the Legislative Instruments Act 2003.
The obligations imposed by the Civil Aviation Safety Regulations 1998 on CASA and other relevant entities include ensuring the continuing airworthiness of aircraft registered in Australia. CASA, as the national airworthiness authority, must assess ADs issued by the State of Design (in this case, the United States for Boeing 737 series aircraft) and, if necessary, issue Australian ADs to mandate the requirements of the original AD. The State of Registry must develop or adopt requirements to ensure the continuing airworthiness of aircraft, aligning with the provisions set forth in Annex 8 to the Convention on International Civil Aviation.
Failure to comply with an AD can lead to severe consequences, including potential civil or criminal penalties. Although the specific penalties are not detailed in the provided text, non-compliance with airworthiness directives is generally considered a serious breach of aviation safety regulations. CASA has the authority to enforce compliance, and failure to adhere to ADs may result in the grounding of affected aircraft, fines, or other legal actions. The seriousness of these consequences underscores the importance of adhering to ADs to maintain the highest standards of aviation safety.
CASA’s role in issuing ADs is guided by its responsibility to ensure the safety of air navigation. The process of issuing ADs, such as AD/B737/358 for Boeing 737 series aircraft, involves assessing information from the State of Design and ensuring that Australian regulations are met. This approach aligns with international standards and obligations under the Convention on International Civil Aviation, which places the responsibility of continuing airworthiness on the State of Design and the State of Registry. The absence of public consultation and the determination that a Regulatory Impact Statement is not required for ADs reflect the urgent and safety-critical nature of these directives.