AD/B737/336 - Fuselage Upper Frame to Side Frame Splice

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Legislation au F2008L02926 Not in force Legislative Instrument

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CIVIL AVIATION ACT 1988

CIVIL AVIATION SAFETY REGULATIONS 1998

ISSUE OF AIRWORTHINESS DIRECTIVE

Under section 98 of the Civil Aviation Act 1988, the Governor-General may make regulations for the purposes of the Act and in the interests of the safety of air navigation.  Under regulation 39.001 of the Civil Aviation Safety Regulations 1998, CASA may issue airworthiness directives (ADs) for kinds of aircraft or aeronautical products.  Subregulation 39.001(5) of the Civil Aviation Safety Regulations 1998 provides that an AD is a disallowable instrument for the purposes of section 46A of the Acts Interpretation Act 1901. Therefore, in accordance with section 6 of the Legislative Instruments Act 2003, an AD is a legislative instrument.

Under Annex 8 to the Convention on International Civil Aviation, the State of Design has overall responsibility for continuing airworthiness of an aircraft type, and must provide any information necessary to ensure the continuing airworthiness of a type to appropriate States of Registry.  ADs (and their equivalents) are the most common form of continuing airworthiness information, and are issued by most ICAO Contracting States.

The State of Registry of an individual aircraft is responsible for its continuing airworthiness.  Under Annex 8, the State of Registry must develop or adopt requirements to ensure the continuing airworthiness of aircraft.  When a State of Design issues an AD against a type of aircraft on the Australian Register, CASA, as Australia’s national airworthiness authority, must assess that information and, if appropriate, issue an Australian AD to mandate the requirements of the State of Design.

The US FAA has issued AD 2008-13-12 affecting Boeing B737 model aircraft.  The USA is the State of Design for this type.  CASA has assessed this AD and has issued Australian AD/B737/336, which will become effective on 28 August 2008. 

As this AD is issued because of Australia’s obligations under Convention on International Civil Aviation, and because it is issued in response to an AD raised by the relevant State of Design, no consultation of the Australian public has taken place on this AD.  The Office of Best Practice Regulation has determined that ADs do not require a Regulatory Impact Statement.

The AD has been made by the Manager, Airframes in the Airworthiness Engineering Branch, on behalf of CASA, in accordance with subsection 84A (2) of the Act.

Overview

The Civil Aviation Act 1988 was enacted to provide for the regulation of civil aviation in Australia with a strong focus on safety and efficiency. It serves as a foundational statute that governs the operation of aircraft, the certification of personnel, and the oversight of air navigation services within the country. The Act was introduced to address the need for comprehensive legislation that could ensure the safety and security of civil aviation operations while facilitating economic growth in the aviation sector. Enacted by the Parliament of Australia, the Act aims to harmonise Australian civil aviation regulations with international standards and practices, particularly those set by the International Civil Aviation Organization (ICAO). The policy objective of the Act is to maintain the highest possible safety standards in civil aviation while supporting the economic and social benefits that the aviation industry brings to the nation. The Civil Aviation Safety Regulations 1998, made under the authority of the Civil Aviation Act 1988, further elaborate on the regulatory framework for ensuring air safety. These regulations empower the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) to mandate the continuing airworthiness of aircraft. ADs are legislative instruments that require compliance from aircraft operators and are often issued in response to safety concerns identified by the State of Design or in accordance with international conventions such as Annex 8 to the Convention on International Civil Aviation. Given the international nature of civil aviation, ADs are a crucial mechanism for ensuring that aircraft operating in Australia meet the necessary safety standards. The issuance of an AD does not typically require public consultation or a Regulatory Impact Statement, as it is based on international obligations and the expertise of regulatory authorities.

Scope and Application

The Civil Aviation Act 1988, as supplemented by the Civil Aviation Safety Regulations 1998, empowers the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) aimed at ensuring the safety of air navigation. These regulations apply to any aircraft or aeronautical products listed under regulation 39.001, thereby covering a broad spectrum of entities including aircraft manufacturers, operators, and maintenance providers. Such directives are legislative instruments subject to disallowance and review under the Acts Interpretation Act 1901 and the Legislative Instruments Act 2003. The ADs extend their applicability nationally, with CASA functioning as the central authority responsible for assessing and issuing these directives in accordance with international obligations under the Convention on International Civil Aviation. The jurisdictional scope of these regulations is primarily within Australia, but they also align with global standards set by the International Civil Aviation Organization (ICAO). While the Act and its regulations broadly apply to all relevant entities, specific exclusions or exemptions are not detailed in the provided text, although the nature of ADs suggests they are narrowly tailored to address specific safety concerns. Additionally, the Act may extend its application through subordinate instruments, but no specific examples are provided in the text.

Key Provisions

The Civil Aviation Act 1988, under section 98, empowers the Governor-General to make regulations necessary for the safety of air navigation, and regulation 39.001 of the Civil Aviation Safety Regulations 1998 specifically allows the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) for certain types of aircraft or aeronautical products. These ADs are legislative instruments under section 6 of the Legislative Instruments Act 2003. Importantly, subregulation 39.001(5) of the Civil Aviation Safety Regulations 1998 states that ADs are disallowable instruments for the purposes of section 46A of the Acts Interpretation Act 1901. The obligations imposed by these provisions include the State of Design's responsibility to ensure the continuing airworthiness of an aircraft type and to provide necessary information to States of Registry, as stipulated in Annex 8 to the Convention on International Civil Aviation. The State of Registry, in turn, must develop or adopt requirements to maintain the airworthiness of individual aircraft registered within its jurisdiction. In practice, this means that when a State of Design, such as the United States, issues an AD for a particular type of aircraft, CASA must assess this information and, if appropriate, issue a corresponding Australian AD to enforce the requirements. This was the case with AD 2008-13-12 issued by the US Federal Aviation Administration (FAA) concerning Boeing B737 model aircraft, which CASA assessed and subsequently issued as Australian AD/B737/336. Failure to comply with the ADs can lead to significant legal consequences. Under the Civil Aviation Act 1988, non-compliance with an airworthiness directive can result in civil penalties, including fines. The exact penalties are not specified in the Act but can be significant, reflecting the critical importance of air safety. In addition to civil penalties, non-compliance can also lead to criminal charges if the non-compliance is deemed to be wilful or reckless, potentially resulting in imprisonment. The seriousness of these consequences underscores the importance of adhering to ADs to ensure the safety of air navigation.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.