CIVIL AVIATION ACT 1988
CIVIL AVIATION SAFETY REGULATIONS 1998
ISSUE OF AIRWORTHINESS DIRECTIVE
Under section 98 of the Civil Aviation Act 1988, the Governor-General may make regulations for the purposes of the Act and in the interests of the safety of air navigation. Under regulation 39.001 of the Civil Aviation Safety Regulations 1998, CASA may issue airworthiness directives (ADs) for kinds of aircraft or aeronautical products. Subregulation 39.001(5) of the Civil Aviation Safety Regulations 1998 provides that an AD is a disallowable instrument for the purposes of section 46A of the Acts Interpretation Act 1901. Therefore, in accordance with section 6 of the Legislative Instruments Act 2003, an AD is a legislative instrument.
Under Annex 8 to the Convention on International Civil Aviation, the State of Design has overall responsibility for continuing airworthiness of an aircraft type, and must provide any information necessary to ensure the continuing airworthiness of a type to appropriate States of Registry. ADs (and their equivalents) are the most common form of continuing airworthiness information, and are issued by most ICAO Contracting States.
The State of Registry of an individual aircraft is responsible for its continuing airworthiness. Under Annex 8, the State of Registry must develop or adopt requirements to ensure the continuing airworthiness of aircraft. When a State of Design issues an AD against a type of aircraft on the Australian Register, CASA, as Australia’s national airworthiness authority, must assess that information and, if appropriate, issue an Australian AD to mandate the requirements of the State of Design.
The US FAA has issued AD 2009-18-04 affecting Air Tractor AT 802 and AT 802A model aircraft. The USA is the State of Design for this type. CASA has assessed this AD and has issued Australian AD/AT 800/12, which will become effective on
1 October 2009.
As this AD is issued because of Australia’s obligations under Convention on International Civil Aviation, and because it is issued in response to an AD raised by the relevant State of Design, no consultation of the Australian public has taken place on this AD. The Office of Best Practice Regulation has determined that ADs do not require a Regulatory Impact Statement.
The AD has been made by the Manager Initial Airworthiness in the Airworthiness and Engineering Branch, on behalf of CASA, in accordance with subsection 84A (2) of the Act.
Overview
The Civil Aviation Act 1988, enacted by the Australian Parliament, aims to ensure the safety of air navigation and the continuing airworthiness of aircraft. Under this Act, the Governor-General has the authority to create regulations that align with the Act’s objectives, as seen in the case of the Civil Aviation Safety Regulations 1998. These regulations empower the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) for specific types of aircraft or aeronautical products. The ADs serve as legislative instruments, reflecting the international obligations of Australia under the Convention on International Civil Aviation, specifically Annex 8, which mandates the State of Design to ensure the continuing airworthiness of aircraft types. CASA, as Australia’s national airworthiness authority, is responsible for assessing and, if necessary, issuing Australian ADs in response to directives from the State of Design to ensure compliance with international standards. The policy objective is to harmonise Australian aviation regulations with international standards to maintain safety and airworthiness.
Scope and Application
The Civil Aviation Safety Regulations 1998, under section 39.001, empower the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) for specific kinds of aircraft or aeronautical products. These directives are legislative instruments under section 6 of the Legislative Instruments Act 2003 and fall under the purview of the Civil Aviation Act 1988. The geographic and jurisdictional reach of this legislation is national, with CASA, as Australia’s national airworthiness authority, mandated to ensure the continuing airworthiness of aircraft registered in Australia. The ADs issued by CASA are typically in response to continuing airworthiness information provided by the State of Design, such as the United States Federal Aviation Administration (FAA) in the case of Air Tractor AT 802 and AT 802A models. The ADs are issued without consultation with the Australian public, as they are based on international obligations under the Convention on International Civil Aviation and are considered low-impact regulatory instruments. Consequently, they do not require a Regulatory Impact Statement. This regulatory framework ensures that aircraft operating in Australia meet internationally recognised safety standards.
Key Provisions
The Civil Aviation Act 1988 (section 98) allows the Governor-General to create regulations that serve the interests of air navigation safety. The Civil Aviation Safety Regulations 1998 (regulation 39.001) empower the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) for certain types of aircraft or aeronautical products. This authority is reinforced by subregulation 39.001(5), which states that an AD is a disallowable instrument under the Acts Interpretation Act 1901, and hence, a legislative instrument as per the Legislative Instruments Act 2003.
The obligations under the Civil Aviation Act 1988 and the Civil Aviation Safety Regulations 1998 are multifaceted. The State of Design has the primary responsibility for the continuing airworthiness of an aircraft type, as stipulated in Annex 8 of the Convention on International Civil Aviation. This includes providing all necessary information to the States of Registry to ensure the ongoing airworthiness of the aircraft. The State of Registry, in turn, must develop or adopt requirements to maintain the airworthiness of aircraft on its registry. CASA, as Australia's national airworthiness authority, is required to assess any ADs issued by a State of Design and, if necessary, issue corresponding Australian ADs to enforce the requirements.
Failure to comply with the airworthiness directives set forth in the Civil Aviation Safety Regulations 1998 can result in significant consequences. The act of operating an aircraft that does not meet the mandated airworthiness standards can be considered an offence under the Civil Aviation Act 1988. The penalties for such violations can be severe and may include fines and imprisonment, reflecting the serious nature of compromising aviation safety. In addition to criminal penalties, non-compliance can lead to civil liabilities and potential grounding of the aircraft, which can have significant operational and financial repercussions for the operators involved.
The legislative process for issuing ADs is streamlined under the Civil Aviation Act 1988 and the Civil Aviation Safety Regulations 1998. Given the international nature of airworthiness directives and the obligations under the Convention on International Civil Aviation, there is no requirement for public consultation on specific ADs issued in response to a State of Design directive. Furthermore, the Office of Best Practice Regulation has determined that ADs do not necessitate a Regulatory Impact Statement, allowing for a more efficient issuance process. The Manager Initial Airworthiness in the Airworthiness and Engineering Branch, on behalf of CASA, has the authority to make such ADs in accordance with subsection 84A(2) of the Act, ensuring that the directives are issued promptly and in compliance with international standards.