CIVIL AVIATION ACT 1988
CIVIL AVIATION SAFETY REGULATIONS 1998
ISSUE OF AIRWORTHINESS DIRECTIVE
Under section 98 of the Civil Aviation Act 1988, the Governor-General may make regulations for the purposes of the Act and in the interests of the safety of air navigation. Under regulation 39.001 of the Civil Aviation Safety Regulations 1998, CASA may issue airworthiness directives (ADs) for kinds of aircraft or aeronautical products. Subregulation 39.001(5) of the Civil Aviation Safety Regulations 1998 provides that an AD is a disallowable instrument for the purposes of section 46A of the Acts Interpretation Act 1901. Therefore, in accordance with section 6 of the Legislative Instruments Act 2003, an AD is a legislative instrument.
Under Annex 8 to the Convention on International Civil Aviation, the State of Design has overall responsibility for continuing airworthiness of an aircraft type, and must provide any information necessary to ensure the continuing airworthiness of a type to appropriate States of Registry. ADs (and their equivalents) are the most common form of continuing airworthiness information, and are issued by most ICAO Contracting States.
The State of Registry of an individual aircraft is responsible for its continuing airworthiness. Under Annex 8, the State of Registry must develop or adopt requirements to ensure the continuing airworthiness of aircraft. When a State of Design issues an AD against a type of aircraft on the Australian Register, CASA, as Australia’s national airworthiness authority, must assess that information and, if appropriate, issue an Australian AD to mandate the requirements of the State of Design.
The United States FAA has issued ADs listed in Schedule 1 affecting Alison 501 series engines. The United States is the State of Design for these types. CASA has assessed the individual ADs and has issued Australian AD/AL501/6, which will become effective on 6 July 2006. This AD requires compliance with all applicable FAA ADs listed in Schedule 1.
As this AD is issued because of Australia’s obligations under Convention on International Civil Aviation, and because it is issued in response to an AD raised by the relevant State of Design, no consultation of the Australian public has taken place on this AD. The Office of Regulatory Review has determined that ADs do not require a Regulatory Impact Statement.
The AD has been made by the Manager, New Technologies and Systems, in the Manufacturing, Certification and New Technologies Office, on behalf of CASA, in accordance with subsection 84A (2) of the Act.
Schedule 1
FAA AD Number | Effective Date | Title |
59-21-03 | Upon Receipt | Compressor Blade Retention Failures |
60-21-01 | 9 November 1960 | Torquemeter Housing |
79-25-03 | 13 December 1979 | Second Stage Turbine Wheels |
86-17-06 | 15 September 1986 | Unwanted Autofeather |
Overview
The Civil Aviation Act 1988 was enacted to provide a comprehensive framework for civil aviation in Australia, ensuring safety and efficiency within the sector. One of its provisions allows the Governor-General to make regulations in the interests of air navigation safety. In line with this, the Civil Aviation Safety Regulations 1998 were introduced to provide more detailed rules and requirements to ensure the safety of aircraft. Under these regulations, the Civil Aviation Safety Authority (CASA) has the authority to issue airworthiness directives (ADs) for certain types of aircraft or aeronautical products. This legislative framework was established to address the need for consistent and effective measures to maintain the airworthiness of aircraft operating in Australia, in accordance with international standards and obligations under the Convention on International Civil Aviation.
The specific legislative instrument in question is the issue of AD/AL501/6, which was developed in response to airworthiness directives issued by the United States Federal Aviation Administration (FAA) for Alison 501 series engines. As the State of Design for these engines, the United States has the primary responsibility for issuing ADs to maintain their airworthiness. CASA, as Australia’s national airworthiness authority, assessed these directives and issued the corresponding Australian AD to mandate compliance with the FAA’s requirements. Given that this AD is a direct response to international obligations and pre-existing foreign directives, no public consultation was deemed necessary, and the Office of Regulatory Review concluded that a Regulatory Impact Statement was not required. The AD was made by the Manager, New Technologies and Systems, on behalf of CASA, in accordance with the legislative provisions.
Scope and Application
The Civil Aviation (Airworthiness) Regulations 1998, as amended, provide the framework for the issuance of airworthiness directives (ADs) under the Civil Aviation Act 1988. These regulations empower the Civil Aviation Safety Authority (CASA) to issue ADs concerning specific types of aircraft or aeronautical products to ensure the continuing airworthiness of aircraft registered in Australia. The ADs are issued in response to the State of Design's obligations under Annex 8 to the Convention on International Civil Aviation and are a common form of continuing airworthiness information. In this instance, CASA has issued Australian AD/AL501/6 in response to ADs issued by the United States Federal Aviation Administration (FAA) concerning Alison 501 series engines. The ADs will require compliance with all applicable FAA ADs listed in Schedule 1, which includes directives related to compressor blade retention failures, torquemeter housing, second stage turbine wheels, and unwanted autofeather. This AD applies to all aircraft operators and owners who hold an Australian aircraft registration and use the specified types of aircraft or aeronautical products. CASA, as Australia's national airworthiness authority, must assess the information provided by the State of Design and issue an Australian AD to mandate the requirements of the State of Design. The AD extends its jurisdictional reach across Australia, including the Commonwealth, states, and territories, ensuring a uniform approach to airworthiness standards. No public consultation has taken place on this AD, as it is issued due to Australia's obligations under the Convention on International Civil Aviation and in response to an AD raised by the relevant State of Design. Furthermore, the Office of Regulatory Review has determined that ADs do not require a Regulatory Impact Statement.
Key Provisions
The Civil Aviation Safety Regulations 1998 under regulation 39.001 permit the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) for specific kinds of aircraft or aeronautical products (subsection 39.001(5)). These directives are instrumental in ensuring the safety and airworthiness of aircraft by mandating compliance with safety measures and standards. Regulation 39.001(5) also stipulates that an AD is a disallowable instrument under section 46A of the Acts Interpretation Act 1901, and as such, it is considered a legislative instrument under section 6 of the Legislative Instruments Act 2003.
The obligations imposed by these regulations include the responsibility of CASA to assess and, where necessary, issue Australian ADs that align with ADs issued by the State of Design. This ensures that Australian aircraft meet international safety standards as stipulated under Annex 8 to the Convention on International Civil Aviation. For instance, CASA must evaluate ADs issued by the United States Federal Aviation Administration (FAA) for Alison 501 series engines and, if necessary, issue corresponding Australian ADs to mandate compliance with the FAA's safety directives.
Failure to comply with the ADs can lead to significant consequences. Although specific penalties are not detailed in the text, non-compliance with ADs generally results in potential safety risks, which can be both civil and criminal in nature. Civil consequences may include the suspension or revocation of an aircraft's certificate of airworthiness, while criminal penalties may arise if the non-compliance results in accidents or fatalities. The exact penalties would depend on the severity of the breach and the specific regulations governing aviation safety in Australia.
In conclusion, the Civil Aviation Safety Regulations 1998, particularly regulation 39.001, establish a framework for CASA to issue ADs to ensure the safety and airworthiness of aircraft registered in Australia. These regulations impose clear obligations on CASA and aircraft operators to comply with ADs issued by relevant authorities, both domestically and internationally. Non-compliance can lead to severe civil and criminal repercussions, underscoring the importance of adhering to these safety directives.