John Bellenden Ker, Esq. v. Sir James Innes Ker, Bart., and James Horne, W. S., his Commissioner [1812] UKHL 5_Paton_609 (6 July 1812)
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(1812) 5 Paton 609
CASES DECIDED IN THE HOUSE OF LORDS, UPON APPEAL FROM THE COURTS OF SCOTLAND, FROM 1753 TO 1813.
No. 58
(Feu Cause, Fac. Coll. vol. xiv. p. 63.)
v.
House of Lords,
Subject_Entail — Prohibitory Clause — Granting Feus. —
Here the entail of Roxburghe contained strict prohibitory clauses against alienation, contracting of debt, or doing any deed whereby the estate might be adjudged, or doing any other thing to the hurt and prejudice of the said tailzie and succession; but “reserving always liberty to the said heirs of tailzie to grant feus, tacks, and rentals, of such parts and portions of the said estate and living as they shall think fitting, providing the same be not granted in hurt and diminution of the rental.” An heir of entail having granted sixteen separate feus of the whole estate, Held, in a reduction of these feus, that this was not a proper exercise of the reserved powers in the entail. In the House of Lords, case remitted for reconsideration, and with special directions.
It has been seen, in the reduction raised as to the effect of the old entail of 1648, executed by Robert, first Earl of Roxburghe, that, in anticipation of disputes arising as to the succession to the estates and honours after his death, the late Duke of Roxburghe executed various deeds, having for their object the setting aside that entail, and creating a new one in favour of the appellant.
In that reduction, ante p. 362, it was decided by the Court below, and affirmed in the House of Lords, that the Duke held the estates of Roxburghe under a strict entail (1648) against alienation, or altering the order of succession,
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New entail trust-deed, dated 18th June 1804.
Sept. 26, 1804.
The judgment in that question went to sustain the entail of 1648 as the standing investiture, and at same time set aside the new deed of entail and trust deed executed on 18th June 1804, by Duke William, calling by this entail, failing the heirs of his own body, Lady Essex and Lady Mary Ker, they being the heirs of line of the marriage between Sir William Drummond and Lady Jean Ker, by the eldest branch of that family; next the appellant and his brother, Mr. Henry Gawler, and the heirs of their bodies, they being heirs of line of the same marriage by the junior branch of that family; and after them certain other substitutes, and it also set aside the subsequent entails of 11th Jan. and 8th June 1805. The trust deed, which was executed separately, and of same date with the first of these entails, conveyed the estate in trust to certain trustees, for payment of the Duke's debts, legacies and annuities, and after that to pay the residue of the rents, to renounce their infeftments, and to convey the estate, to the heir for the time appointed to succeed by the above entail. The other trust deed was executed of even date with the feu-dispositions.
Jan. 11, 1805.
Among other deeds, he executed sixteen feu dispositions of separate parts of the estate, in favour of the appellant, which feus comprehended the whole estate; and after this, he executed a second entail, revoking the one of 18th June 1804 in favour of Lady Essex Ker and Lady Mary Ker, and declaring, that the parties called to the succession, immediately after the heirs of the Duke's own body, to be the appellant and his brother.
June 8, 1805.
A third entail was executed, of this date, setting forth that, as he had no prospect of heirs of his own body, he disponed the estates directly to John Bellenden, the appellant, and the heirs male and female of his body; whom failing, to the heirs called by the preceding entail.
It appeared that, at a former period, many feus of the estate had been granted by Earl Robert and his successors. In particular, Sir William Drummond, who became the second Earl of Roxburghe, feued out large estates, which, it was stated, were still held by different proprietors. In 1663 the same Earl William entered into a contract of feu with Sir Andrew Ker, whereby the lands of Greenhead were conveyed to him in feu, the deed expressly referring to the Earl's title containing the reserved power. “ .” The feu duty payable yearly, for the whole of these lands, in this feu, amounted to £25. 12s. 4d.; and it was stated at the time of the present action, the value of these lands thus feued, would be not less than £50,000 or £60,000. Earl William, it was stated, granted many other feus of lands, amounting in value to £150,000, although the only return was a feu-duty of £200 Sterling.
Duke of Roxburghe v. Don, 19th Dec. 1732, House of Lords, March 1733, ante vol. i. p. 126.
It was stated by the appellant that it did not appear that any of those feu rights were challenged except one, being that of the lands of Broomlands, granted by Earl William to Alexander Don in 1650, which being afterwards challenged, in a process of reduction raised by John, Duke of Roxburghe, in 1732, was ultimately reduced and set aside.
Sept. 26, 1804.
Contract 26th Sept. 1804.
The feus, in the present case, were granted under two conditions; 1st, That the Duke having executed the entail above specified in favour of his own relations, failing heirs of his own body; these heirs, in case they should exist, were to be preferred to the persons who were to be benefited by the feus; 2d, But if the Duke had no heirs of his own body, and the entail made by him should stand good in law, and the heirs therein succeed to the estate, the feus were to be at an end, and to be “void and null.” In order to accomplish this transaction more effectually, according to the designs of the parties, it was necessary that other deeds should be executed simultaneously with the feu dispositions. The feu rights were divested of all but the necessary clauses between the superior and the vassal, and the irritant clauses above noticed. What remained of the agreement of parties, and was generally alluded to in the feu dispositions by the words, “for certain onerous and sufficient causes and considerations,” was contained in a separate contract between the Duke and the appellant, and was executed on the same date with the feu dispositions. This contract narrated the trust deeds, the deed of entail 18th June, and the feu dispositions; and in this contract the appellant bound himself in several obligations, 1st, To grant to the Duke a deed of entail of the whole lands disponed to him by the sixteen feu dispositions to himself in liferent, and to his brother, Henry Gawler, and the heirs, male or female, procreate or to be procreate of his body, in fee, &c. It was also conditioned, that during the Duke's life that he and the appellant, or after his death, the institute and heir of entail, might alter and revoke or annul, in whole or in part, the said deed of entail (of the
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Afterwards, the Duke executed his second entail, the destination in which has already been mentioned; and this was followed by the third entail, also above referred to. All these deeds were prepared by the Duke's own agent, Mr. James Dundas, W. S., under the assistance of counsel; and the feu dispositions, after having been regularly executed at Fleurs, were delivered to the appellant; and two copies of this contract having been executed, one was delivered to the Duke and the other to the appellant.
Such being the nature of the deeds granted by the Duke, the question was, Whether, as to the feus, they were such as were covered by the powers (duly exercised) of the entail 1648?
Tailzie 1648.
This depended on the prohibitory clauses in that entail of 1648, which were as follow:—
“It sall not be lawful to the persons before designit, and the heirs male of their bodies, nor to the other heirs of tailzie above written, to make or grant any alienation, disposition, or other right or security qtsomever of the said lands, lordship, baronies, estate and living above specified, nor of no part thereof; neither zit to contract debts, nor do ony deeds qrby the samen, or any part thereof, may be apprisit, adjudgit, or evictit fra them; nor zit to do any other thing in hurt and prejudice of thir pntis, and of the foresaid tailzie and succession, in haill or in part; all quhilk deidis sua to be done by them are by thir pntis declarit to be null, and of nane avail, force nor effect: reserving always liberty and privilege to our saids airis of tailzie, to grant feus, tacks, and rentals of such parts and portions of the said estate and living as they shall think fitting, providing the samen be not made nor granted in hurt and diminution of the rental of the samen lands, and others foresaidis, as the samen sall happen to pay the time the saids airis sall succeed thereto.”
Jan. 16, 1808.
The respondent's action of reduction, was identically the same action with that reported, ante p. 362; but that action naturally dividing itself into two parts, the one having reference to the reduction of the entails and trust-deeds, the other having reference to the reduction of the feus; the Court
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“The Lords of Council and Session having advised the memorials in this case, find, that the late Duke of Roxburghe held the estate of the dukedom of Roxburghe under the fetters of a strict entail; find, that the deeds now challenged were not granted in the due exercise of the reserved powers in that entail, of granting feus, tacks, and rentals, and therefore sustain the reasons of reduction thereof, and of the sasines thereon, reserving all objections to the title of the pursuers, and to them their answers, as accords.” *
Though the above interlocutor was pronounced by a narrow majority, yet the appellant, without reclaiming, thought it best to appeal to the House of Lords.
Pleaded for the Appellant.—1. The late Duke of Roxburghe held the estate in question under investitures containing the most ample powers to grant feus, expressed in the deed 1648, and repeated in all the subsequent titles of the estate, by the clause, “Reserving liberty to our said heirs of tailzie to grant feus, tacks, and rentals, of such parts and portions of the said estate and living as they shall think fitting, providing the same be not made nor granted in hurt and diminution of the rental of the samen lands and others foresaid, as the same shall happen to pay the time that said aires shall succeed thereto.” 2. The Duke did accordingly exercise his undoubted power of granting feu rights, by granting those now in question, all of which are perfectly regular in point of form, and sufficient
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* For Opinions of the Judges, vide Faculty Collection, vol. xiv. p. 73, et seq.
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Pleaded for the Respondents.—1. The Duke of Roxburghe was prohibited, by the entails under which he held his estates, from granting even bona fide feus, of the nature and extent of those ostensibly granted in the present case. 2. The feu dispositions in question being merely gratuitous deeds granted mortis causa to a trustee, and forming part of a system, the whole of which was liable to revocation, were no other than a device, under a simulate form, to alter the order of succession, which was expressly prohibited by the entails. 3. There is direct evidence from all the deeds executed, and from the subsequent conduct of the parties, that no real interest de presenti, was either conferred, or meant to be conferred, on the pretended vassal. The estates were not taken possession of by him in virtue of the conveyances in question; but, on the contrary, continued to be managed and enjoyed by the very person who is pretended to have been divested of them, down to the hour of his death, while no attempt to give the slightest publicity to the feu contracts was ever made till the life of the granter was despaired of. Under such circumstances, it is submitted, that it is impossible to maintain that the feu dispositions under reduction possess any one characteristic of fair, legal, or bona fide conveyances.
After hearing counsel,
Lord Chancellor Eldon said, *
“My Lords,
This is the case of an appeal from an interlocutor pronounced in the Court of Session in Scotland, in a cause in which John Bellenden Ker, Esq., is appellant, and Sir James Norcliffe Innes, Bart.,
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* From Mr. Gurney's short-hand notes.
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“There were other deeds executed by the Duke affecting the entail. They have been represented as deeds which are expressly or impliedly revoking the grants of those feus, or, in other words, as mortis causa deeds; but whether, strictly speaking, they be or be not so, is the question; yet they have been represented as mortis causa deeds.
With respect to what has been urged and what has been said as to the infeftraent, and as to whether there were infeftment or not, during the life of the Duke, the question stands upon the general effect of those deeds, as operating upon the feus. These are questions upon which I have only to say, that I have looked in vain for that degree of information which I have always derived from papers laid upon your Lordships' table from the Court of Session; and I am not ashamed to say, that, after spending many hours in perusing them, I should be afraid indeed to determine a case which so deeply affects the laws of property in Scotland, and which so materially interests in point of value the persons who are at present suitors before your Lordships, upon such slight information as we at present have laid before us. Now it is in this view of the case that, after reading the opinions and doctrines of the Judges of the Court below, after reading all the papers, and abstracting from them with my own hand all the material matter upon every point therein stated, with an inclination to pronounce a decisive opinion, my real conviction is, that I cannot come to a proposition, either negative or affirmative, upon this subject. There is another view which is most important, if this were a case to be decided by the law of England, and it may by possibility, be the influence of the view taken from the knowledge of the law of England, by which my mind may feel more upon the subject than is justly due to it. This power, in the present case, is a power to grant feus, tacks, and rentals, provided the rent is preserved which was paid for the lands at the time of the heir of tailzie executing that power came to the estate. It would be no objection, unquestionably, that such feus, tacks, or rentals, were granted before, but that which appears to me to be extremely doubtful, or at least to admit of considerable doubt, is, whether it be possible to make any of these feus, which contain lands and subjects never feued before, and which had no rents fixed upon them on being leased or granted, so as to support those feus either wholly or in part. It appears to me that such a feu cannot be wholly supported, for it is not a feu complying with the condition imposed. If those words, for a yearly value, be to be relied upon, your Lordships would have to consider, whether the rent reserved was of adequate yearly value. But the question is, whether it were not rated at the rent which was actually paid, and not that at which it may be valued at.
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( Vide this at the end of Lord Lauderdale's speech.)
Earl of Lauderdale said,
“My Lords,
I felt great regret formerly in differing from the noble and learned Lord who has just now addressed your Lordships, when another point in this important cause was under consideration in this House. It was my resolution this day not at all to interfere in the discussion of this other very important point, if I had had the misfortune once more to differ from that noble and learned Lord, but, entertaining the sentiments I do entertain upon this occasion, I cannot avoid offering a few observations. I have read the whole of the proceedings upon this case; but finding the difficulties that
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The Lord Chancellor then again read the Resolution, remitting the question to the Court of Session, which was unanimously agreed to.
It was ordered and adjudged that the cause be remitted back to the Court of Session, to review the interlocutor complained of in the said appeal, as to all and each of the deeds sought to be reduced, taking into their consideration all objections to the validity thereof, whether general or special. And in their further judgment, to state specifically the legal grounds upon which the said deeds respectively are to be considered as not granted in the due exercise of the power of feuing, if it shall be their judgment that the same are to be so considered. And it is further ordered, That the Judges of the Division to which this cause, after this remit, shall
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Counsel: For the Appellant,
Tho. Plumer,
Wm. Adam,
Mat. Ross,
John Clerk,
James Moncreiff.
For the Respondents,
Ar. Colquhoun,
David Boyle,
Sir Sam. Romilly,
Ad. Rolland,
Robt. Craigie,
Wm. Horne.
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